Wealth Management
Simplicity supports Independent Investment Advisor Representatives (IARs) and Registered Investment Advisers (RIAs) with a flexible, tech-enabled investment platform to help them build, scale and capitalize their businesses.
Designed for growth and built to help IARs and RIAs deliver tailored, client-driven investment strategies in support of a holistic plan, Simplicity offers qualified lead generation programs, a proven end-to-end sales process, and professional execution and support from an experienced team.
Simplicity partners with IARs and RIAs to provide resources and support for business growth and scalability.
Sales Support
Simplicity provides advisors a proven end-to-end sales process to help connect with clients and increase investment proposal implementation. Bi-Annual in-person training events, plus on-demand calls and webinars are offered to all affiliated advisors and their staff.
Marketing Support
Simplicity helps advisors with a variety of marketing services including brand development, marketing customization, execution of educational marketing programs, and more.
Operations and Compliance Support
Simplicity works to help ensure advisor affiliation is efficient, and provides ongoing support to help optimize day-to-day business operations within a continually evolving regulatory environment.
Planning Support
Simplicity delivers bespoke investment proposals based on client goals, risk analysis, and financial sentiment in support of a holistic financial plan.
Investment and Trading Support
Simplicity provides due diligence and oversight of a curated selection of money managers and investment strategies, and manages the execution of daily trading functions.
Investment advisory and financial planning services are offered through Simplicity Wealth, LLC, an SEC-registered investment adviser. SEC registration does not constitute an endorsement of the firm nor does it indicate that the adviser has attained a particular level of skill or ability.