Disclaimer for Simplicity Financial Marketing Holdings, Inc., and all Subsidiaries
This email and any files transmitted with it are confidential and may contain personal information protected under the Privacy Act, 5 USC 552(a) and/or the Health Insurance Portability and Accountability Act (Pub. L. No. 104-191) and the respective implementing regulations. If you are not the intended recipient or believe that you may have received this communication in error, please reply to the sender indicating that fact and delete the copy you received. In addition, you are hereby advised that any unauthorized use, disclosure, production, copying, distribution or the taking of any action in reliance on the contents of this information is strictly prohibited. Simplicity Financial Marketing Holdings Inc. subsidiaries include Simplicity Financial Investment Services Inc., Member FINRA, and Simplicity Wealth, LLC and Simplicity Solutions, LLC, SEC Registered Investment Advisers. SEC registration does not constitute an endorsement of the firm by the Commission nor does it indicate that the adviser has attained a particular level of skill or ability.
Please do not use email to request, authorize, or effect the purchase or sale of any security or insurance product or service, to send fund transfer instructions, or to effect any other transactions, as firms are not authorized to accept these requests in electronic format. Any such requests, orders, or transactions sent via email will not be accepted and will not be processed. Simplicity Financial Investment Services, Inc., Simplicity Wealth, LLC, and Simplicity Solutions, LLC, outgoing and incoming email is electronically archived and recorded and is subject to review, monitoring and/or disclosure to someone other than the recipient. The transmission of information via email is not completely secure, and the firms cannot guarantee the security of personal information transmitted through email.
Investment advisory and financial planning services are offered through Simplicity Wealth, LLC (CRD#300572 ), an SEC Registered Investment Advisor. Sub-advisory services for some Simplicity Wealth, LLC, accounts are provided through Simplicity Solutions, LLC, an affiliated SEC Registered Investment Advisor. Employees of Simplicity Solutions, LLC may act on behalf of Simplicity Wealth, LLC when working with their affiliated investment advisor representatives or accounts.
Investment advisory and financial planning services are offered through Simplicity Solutions, LLC, an SEC Registered Investment Adviser. Simplicity Solutions, LLC offers investment advisory, sub-advisory, and TAMP services to other financial institutions. Simplicity Solutions, LLC (CRD#175009) is an affiliate of Simplicity Wealth, LLC and both subsidiaries are under the common control of Simplicity Financial Marketing Holdings Inc.
Securities offered through Simplicity Financial Investment Services Inc. Member FINRA. (CRD#148024)